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FINRA Awards for Mark J. Krudys

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0079404/06/2023Claimant(s): Norman Williams
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Frederick Hughes, Wells Fargo Clearing Services
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Gordon M. Wase, Arthur B. O'Connell, John D. Mattingly
Hearing Site: Norfolk, VA
Checkmark Icon$475,625
17-0038005/09/2018Claimant(s): Seth Martin, Carla & Nicole Martin Family Trust
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Christine Abbott, UBS Financial Services Inc., Todd Feldman
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Lise Gabrielle Hunter, Anna M. Fanelli, Judith B Weinstock
Hearing Site: New York, NY
Checkmark IconExpungement
12-0084206/25/2013Claimant(s): Lewis Downs
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Anderson & Strudwickorporated
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Glenn H. Catalano, Peter B. Loewenberg
Hearing Site: Richmond, VA
12-0078103/14/2013Claimant(s): L. Downs
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Donald Newlin, Gordon Crenshaw, James Newton, Milton Turner, William McCall
Respondent Lawyers(s): Dennis Ahearn, Justin Joseph D'Elia, Todd A. Zuckerbrod
Arbitrator(s): Caryl S. Bernstein, Janice L. Burnham, Mark Cammann Pyle
Hearing Site: Richmond, VA
10-0490805/04/2011Claimant(s): Stamford Niou
Claimant Lawyers(s): Susan Poder MacFarlane
Respondent(s): Howard Hardin, Laurie Hardin
Respondent Lawyers(s): Mark J. Krudys
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
Expungement
09-0301305/19/2010Claimant(s): Arthur Lang, Deborah Lang
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Peter Fruin
Arbitrator(s): David Edward Upton, Wesley C. Wilson, Michael J. Pasquale
Hearing Site: Richmond, VA
Checkmark Icon$276,844

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