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FINRA Awards for James Fruehling

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0215110/27/2011Claimant(s): Bernard Millis
Claimant Lawyers(s): Bernard Millis
Respondent(s): Frederick Wagner, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, James Fruehling, Robert C. Scanlan
Hearing Site: Philadelphia, PA
Checkmark Icon$0
08-0443410/28/2009Claimant(s): A. Bauhaus
Claimant Lawyers(s): Debra M. Brown
Respondent(s): Adam Goldman, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Harold P. Starr, James Fruehling, Howard B. Scherer
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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