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FINRA Awards for Michael M. Steinmetz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0259710/02/2013Claimant(s): William Roache
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): John Macrone
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Richard W. Vallario, Howard L. Sobel, Amy Banet
Hearing Site: New York, NY
Checkmark Icon$699,394
10-0404205/25/2012Claimant(s): Dalia Jakas
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael R. Weissmann
Arbitrator(s): Michael E. Scullin, Walter R. Milbourne, Catherine S. Kopley
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0392211/11/2011Claimant(s): Rosemary Intagliata
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Justin I Sacca
Arbitrator(s): Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$0
10-0129003/02/2011Claimant(s): Vincent Cipollaro
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Alfred H. Kingon, Paul S. Biederman, Arthur M. Schoenberger
Hearing Site: New York, NY
Checkmark Icon$0

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