FINRA Awards for Walter R. Milbourne

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00967	12/30/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Edward G Winsman Respondent(s): Todd Lisetski Respondent Lawyers(s): Todd Steven Lisetski Arbitrator(s): Walter R. Milbourne Hearing Site: Philadelphia, PA
12-01804	05/21/2013	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Joseph Bardzilowski Respondent Lawyers(s): Joseph George Bardzilowski Arbitrator(s): Walter R. Milbourne Hearing Site: Philadelphia, PA
11-04772	08/14/2012	Claimant(s): Gloria Maloney, William Sparkes Claimant Lawyers(s): Gloria Maloney, William R. Sparkes Respondent(s): Norman Johnson Respondent Lawyers(s): Javier Chavez Arbitrator(s): Walter R. Milbourne Hearing Site: Philadelphia, PA		Expungement
10-04042	05/25/2012	Claimant(s): Dalia Jakas Claimant Lawyers(s): Michael M. Steinmetz Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Michael R. Weissmann Arbitrator(s): Michael E. Scullin, Walter R. Milbourne, Catherine S. Kopley Hearing Site: Philadelphia, PA		Expungement
10-00422	12/17/2010	Claimant(s): Edward Jones Claimant Lawyers(s): Kenneth O'Connor Respondent(s): George Turak Respondent Lawyers(s): Ivan J. Feiner Arbitrator(s): Walter R. Milbourne Hearing Site: Philadelphia, PA		$0
08-01952	12/02/2008	Claimant(s): Dr. Sava Lukac Claimant Lawyers(s): Sava Lukac Respondent(s): Citigroup Global Markets., Marlon Travis Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Walter R. Milbourne Hearing Site: Philadelphia, PA		$0