| 10-04407 | 12/06/2013 | Claimant(s): Guadalupe Sandoval, Javier Chavez, Jose Fuentes, Maria Conchita Alonso, Roberto I. Nogales
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Rafael Sanchez, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth C. Mennemeier, Rafael R. Sanchez
Arbitrator(s): Michael D. Harrison, Neil S. Jasper, Daniel Su
Hearing Site: Los Angeles, CA
|  | Stipulated Award |
| 12-02448 | 05/20/2013 | Claimant(s): Melvin Schiebel, Melvin J. Schiebel Trust
Claimant Lawyers(s): Melvin J. Schiebel
Respondent(s): Edmond Lynch, Mark Bachman, Michael Butterfield, Ronald Thalman, Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
| | Expungement |
| 12-01963 | 04/30/2013 | Claimant(s): Robert McReynolds
Claimant Lawyers(s): Robert McReynolds
Respondent(s): George Price, Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $0 |
| 12-01135 | 12/10/2012 | Claimant(s): Cathy Turner
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): John Russell Barlow
Hearing Site: Charlotte, NC
| | $13,228 |
| 11-04772 | 08/14/2012 | Claimant(s): Gloria Maloney, William Sparkes
Claimant Lawyers(s): Gloria Maloney, William R. Sparkes
Respondent(s): Norman Johnson
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-03605 | 01/09/2012 | Claimant(s): Myrl Mladenoff, Myrl E. Mladenoff & Leroy K Mladenoff
Claimant Lawyers(s): Christopher J. Coyle
Respondent(s): Robert Lowrie, Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Alan J. Blocher
Hearing Site: Philadelphia, PA
| | $10,000 |
