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FINRA Awards for Christopher Kau

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0018610/18/2012Claimant(s): James Rice
Claimant Lawyers(s): James Arthur Rice
Respondent(s): Christopher Kau
Respondent Lawyers(s): Christopher George Kau
Arbitrator(s): Margaret Mary Crumley
Hearing Site: Philadelphia, PA

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