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FINRA Awards for Bradley Fischer

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0244512/19/2019Claimant(s): Robert Yanik, August & Helen Revocable Living Trust
Claimant Lawyers(s): Jason T. Albin
Respondent(s): LPL Financial LLC, Bradley Fischer
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
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17-0193704/09/2018Claimant(s): Bradley Fischer
Claimant Lawyers(s): Owen Harnett
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton, Jon D. Kaplon
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI

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