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FINRA Awards for Dennis J. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0086207/29/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Todd Leonhardt
Respondent Lawyers(s): Dennis J. Smith
Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd
Hearing Site: Newark, NJ

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