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FINRA Awards for Kirk Mandlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0299207/12/2021Claimant(s): Kirk Mandlin
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
20-0299105/25/2021Claimant(s): Kirk Mandlin
Claimant Lawyers(s): Chelsea Masters
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA

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