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FINRA Awards for Kalman J. Lester

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0008710/30/2012Claimant(s): Marvin Adler, Theda Adler, The Theda Adler Trust U/A/D 1/15/97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau, Randi Perry Spallina
Arbitrator(s): Kalman J. Lester, William Kent Brown, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0220108/13/2010Claimant(s): Scott A. Kurstin/CUS Gary Kurstin, Bette Kurstin Declaration of Trust, Gary A. Kurstin Trust, Ryan G. Kurstin Revocable Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): James W. Geiger, Kalman J. Lester, Thomas W. Miller
Hearing Site: Boca Raton, FL
Checkmark Icon$75,000
08-0419602/17/2010Claimant(s): SMH Capital.
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): Louis Berkowitz
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Kalman J. Lester, Gary Paul Whorton, Eugene D. Mirabello
Hearing Site: Boca Raton, FL
06-0209410/10/2007Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
Checkmark Icon$382,600

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