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FINRA Awards for Mary Ellis

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0212310/31/2013Claimant(s): Mary Ellis
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley Smith Barney f/k/a Citi
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gayle B. Carlson, Joseph John Mantione, Theodore Haynes
Hearing Site: Orlando, FL
Checkmark IconExpungement

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