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FINRA Awards for Ricardo Desoto

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0352211/24/2015Claimant(s): James Johnson, Sara Johnson
Claimant Lawyers(s): James R. Johnson
Respondent(s): Keith Holland, Morgan Stanley, Ricardo Desoto
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): James C. Hoover
Hearing Site: Charlotte, NC
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