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FINRA Awards for Rose Erika Kennedy

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0259312/05/2016Claimant(s): Michael Studley
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Stuart K. Furman, A. Michelle Jernigan, Rose Erika Kennedy
Hearing Site: Orlando, FL
Checkmark IconExpungement
15-0082405/05/2016Claimant(s): Gregory Scott Cahill and Joan F. Cahill
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Thomas Joseph Atkinson, Margaret R. Hoyt, Rose Erika Kennedy
Hearing Site: Orlando, FL
Checkmark Icon$0
12-0133007/01/2014Claimant(s): Audrie Perez-Llana Thomas, Benjamin Thomas, Edgar Thomas, Katrinka Powers, Phillip Thomas, Robert Boyatt, Theresa Hornsby, Bobby & Marcella Crawford, Danny & Betty Thomas, Donald & Virginia Headley, Phil & Karen Thomas, Edgar Thomas and Kathleen Thomas Trust, Gordon E. Thomas Revocable Trust, Irma M. Thomas Revocable Trust, Pauline Webb Revocable Trust
Claimant Lawyers(s): Mark David Hunter, Scott L. Silver
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Mauricio Arcadier, Ronald Charles Waters, Rose Erika Kennedy
Hearing Site: Orlando, FL
Checkmark IconExpungement

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