| 09-00748 | 10/28/2009 | Claimant(s): Alan Evans
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Ettore Ventrice, Michael Bober, Sanford Steinberg
Respondent Lawyers(s): James D. Sallah
Arbitrator(s): Sheldon I. Saitlin, Richard J. Kaplan, Edwin J. Slovitt
Hearing Site: Boca Raton, FL
|  | $0 |
| 08-00040 | 12/31/2008 | Claimant(s): Cecilia Greenberg and Milton Greenberg
Claimant Lawyers(s): Seth Huberman
Respondent(s): Patrick Gaines
Respondent Lawyers(s): William Zeena
Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 07-01346 | 06/17/2008 | Claimant(s): Judy Schulman and Murray Bieda
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Jason Woessner, National Financial Services LLC, Scott Brooks, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Jason Woessner, Matthew Farley
Arbitrator(s): Lawrence M. Green, Stuart Harvey Ziegler, Edwin J. Slovitt
Hearing Site: Boca Raton, FL
| | $540,000 |
