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FINRA Awards for Marc A. Wites

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0183004/25/2017Claimant(s): Jacqueline Wachs, Saul Wachs, Saul H. Wachs RevocableTrust
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0051411/02/2010Claimant(s): Molly Mendelsohn, Molly Mendelsohn Trust
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Charles Hoffman, Stanley M. Goldberg, Alfred L. Simon
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
07-0134606/17/2008Claimant(s): Judy Schulman and Murray Bieda
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Jason Woessner, National Financial Services LLC, Scott Brooks, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Jason Woessner, Matthew Farley
Arbitrator(s): Lawrence M. Green, Stuart Harvey Ziegler, Edwin J. Slovitt
Hearing Site: Boca Raton, FL
Checkmark Icon$540,000

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