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FINRA Awards for William Scott Turnbull

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0049403/16/2023Claimant(s): Lee Boughner
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): UBS Financial Services Inc., UBS Credit Corp.
Respondent Lawyers(s): Robert H. Bernstein
Arbitrator(s): Gerald Silverman, Michael B Goldstein, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
18-0062004/08/2019Claimant(s): Ronald Bauer
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): Wells Fargo Clearing Services, Steven Sklover
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernice Leah Stander, Linda M. Foster-Wells, Stephanie Jeannette Charny
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
14-0345811/10/2015Claimant(s): Alfred Hovis
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): Jeanne Mazza
Respondent Lawyers(s): Jeanie Mazza
Arbitrator(s): Stephen Kahane, Andrew Jay Kohan, Dennis R. Surprenant
Hearing Site: Boca Raton, FL
Expungement

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