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FINRA Awards for Michael B Goldstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0049403/16/2023Claimant(s): Lee Boughner
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): UBS Financial Services Inc., UBS Credit Corp.
Respondent Lawyers(s): Robert H. Bernstein
Arbitrator(s): Gerald Silverman, Michael B Goldstein, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
18-0365212/18/2019Claimant(s): Ivanna Freddi, Juan Freddi, Monica Kuclik, Rosario Freddi
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Richard Carl Smukler, Virginia Lee Perez, Michael B Goldstein
Hearing Site: Miami, FL
Checkmark Icon$0
17-0164503/27/2018Claimant(s): R. Paul Smith Trust
Claimant Lawyers(s): Sally Ann Hostetler
Respondent(s): Patrick Dwyer
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Todd M. Saunders, Louis David Huss, Michael B Goldstein
Hearing Site: Miami, FL
Checkmark IconExpungement

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