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FINRA Awards for R. Paul Smith Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0164503/27/2018Claimant(s): R. Paul Smith Trust
Claimant Lawyers(s): Sally Ann Hostetler
Respondent(s): Patrick Dwyer
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Todd M. Saunders, Louis David Huss, Michael B Goldstein
Hearing Site: Miami, FL
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