FINRA Awards for Arthur Lewis

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01513	03/29/2021	Claimant(s): Arthur Lewis Claimant Lawyers(s): Joshua Katz Respondent(s): CIBC World Markets Corp., Oppenheimer & Co.., Aegis Capital Corp. Respondent Lawyers(s): Elizabeth R. Aylett, Justin D. Dickinson, Timothy Treble Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
07-00799	09/05/2008	Claimant(s): Arie Aloni, Hava Aloni Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Alexander I. Heckman, Steven Gerard Goerke, Elaine Feldman Hearing Site: Boca Raton, FL		Stipulated Award and Expungement
07-00796	07/17/2008	Claimant(s): John Simon Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Gary M. Landau, Frances D. Sheehy, Jonathan H. Parker Hearing Site: Boca Raton, FL		Stipulated Award and Expungement
07-00925	04/15/2008	Claimant(s): Jodi Whitehead Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Mark T. Burnam, Stanley Seidman, Alfred L. Simon Hearing Site: Boca Raton, FL		$0
07-00798	02/13/2008	Claimant(s): John Egri Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy Hearing Site: Boca Raton, FL		$38,782