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FINRA Awards for Auerbach Grayson & Company LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0265512/10/2018Claimant(s): Douglas Modico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Auerbach Grayson & Company LLC
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ann C. Northern, Doris Lindbergh, Stephen A. Weiner
Hearing Site: New York, NY

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