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FINRA Awards for Spear Leeds & Kellogg

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0176306/24/2010Claimant(s): The Official Unsecured Creditors's
Claimant Lawyers(s): John G. Rich
Respondent(s): Goldman Sachs Execution & Clearing, L.P., Spear Leeds & Kellogg
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Lucas A. Ferrara, Joseph F. Grassi, Vincent Cannaliato
Hearing Site: New York, NY
Checkmark Icon$20,580,500

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