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FINRA Awards for Samuel Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0309409/22/2008Claimant(s): Samuel Cole dba csafinancials.com
Claimant Lawyers(s): Samuel Cole
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Steven P. Gregory, David T. Maddux, Frank E. Barnett
Hearing Site: Nashville, TN
Checkmark Icon$0
07-0294504/10/2008Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Samuel Cole
Respondent Lawyers(s): Samuel Cole
Arbitrator(s): Susan J. Buckley
Hearing Site: New York, NY

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