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FINRA Awards for Anthony Ray Harris

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0046304/27/2009Claimant(s): Stifel, Nicolaus & Company.
Claimant Lawyers(s): Christie A. Moore
Respondent(s): Thomas Polston
Respondent Lawyers(s): Bruce D. Atherton
Arbitrator(s): Patrick J. Burley, David T. Maddux, Anthony Ray Harris
Hearing Site: Louisville, KY

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