Potomac Analytics' Logo

FINRA Awards for TIC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0237603/22/2018Claimant(s): Edward S. Adamy and Lois S. Adamy, TIC
Claimant Lawyers(s): Steve Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Sharon R. Merriman, Arthur L. Tepper, Edwin Joseph Rehrman
Hearing Site: Louisville, KY
Checkmark IconExpungement
11-0068701/16/2013Claimant(s): Kenneth M. Mahoney & Linda Mahoney, TIC
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Marc S. Piven, Myron E. Levenson, Robert H. Loevin
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

2 Results

Display: