| 16-00553 | 03/27/2017 | Claimant(s): Ilan Preis
Claimant Lawyers(s): Darlene R. Gimble
Respondent(s): Sagepoint Financial., American General Securities Incorporated
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Charles Hoffman, Robert H. Loevin, John Roth Roberts
Hearing Site: Boca Raton, FL
| | |
| 14-02059 | 05/23/2016 | Claimant(s): Audri Lompado, Conde Loeffler, Edward Bohne, Edward Cohen, Irene Kirdahy, Kathie Azoff, Kenneth Gaul, Lawrence Deziel, Marc Azoff, Richard Wiedersum, Ronald Rickard, Tony Lompado, David Perry IRA, Ronald David IRA, Ronald G. Rickard Roth IRA, Ronad A. David and Dona C. David as Tena
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Doreen Weber, Kevin Larson
Respondent Lawyers(s): F. Chet Taylor
Arbitrator(s): Randy R. Freedman, Robert H. Loevin, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
|  | $0 |
| 11-00687 | 01/16/2013 | Claimant(s): Kenneth M. Mahoney & Linda Mahoney, TIC
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Marc S. Piven, Myron E. Levenson, Robert H. Loevin
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05263 | 02/02/2012 | Claimant(s): Stephen and Diane Levine
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Guardian Investor Services LLC, Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Steven Gerard Goerke, Paul W. Sterman, Robert H. Loevin
Hearing Site: Boca Raton, FL
| | $300,000 |
| 07-02537 | 07/27/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Lawrence Duffy
Arbitrator(s): Linda M. Granata, Robert H. Loevin, James A. Collins
Hearing Site: Boca Raton, FL
| | |
| 07-01409 | 05/15/2008 | Claimant(s): Eric Colman, Joan Colman
Claimant Lawyers(s): Joan Colman
Respondent(s): Andrew Costa, John Thomas, Costa Financial Securities.
Respondent Lawyers(s): Andrew J. Costa, President, John Thomas
Arbitrator(s): Barth Satuloff, Robert H. Loevin, Michael S. Kozlow
Hearing Site: Boca Raton, FL
| | $0 |
