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FINRA Awards for James A. Collins

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0135711/06/2013Claimant(s): Thomas B. Weigand and Irene M. Weigand
Claimant Lawyers(s): Ronald M. Rowars
Respondent(s): Christopher Sinkula, Citigroup Global Markets., Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner, Sean J. Coughlin
Arbitrator(s): James A. Collins, Robert J. Buchner, Paul J. Burkhart
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
07-0253707/27/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Lawrence Duffy
Arbitrator(s): Linda M. Granata, Robert H. Loevin, James A. Collins
Hearing Site: Boca Raton, FL

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