Potomac Analytics' Logo

FINRA Awards for Frederick Kelleher

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0244804/20/2016Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Frederick Daniel Kelleher
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
07-0253707/27/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Lawrence Duffy
Arbitrator(s): Linda M. Granata, Robert H. Loevin, James A. Collins
Hearing Site: Boca Raton, FL

2 Results

Display: