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FINRA Awards for Stephen and Diane Levine

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0526302/02/2012Claimant(s): Stephen and Diane Levine
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Guardian Investor Services LLC, Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Steven Gerard Goerke, Paul W. Sterman, Robert H. Loevin
Hearing Site: Boca Raton, FL
Checkmark Icon$300,000

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