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FINRA Awards for Ronald G. Rickard Roth IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0205905/23/2016Claimant(s): Audri Lompado, Conde Loeffler, Edward Bohne, Edward Cohen, Irene Kirdahy, Kathie Azoff, Kenneth Gaul, Lawrence Deziel, Marc Azoff, Richard Wiedersum, Ronald Rickard, Tony Lompado, David Perry IRA, Ronald David IRA, Ronald G. Rickard Roth IRA, Ronad A. David and Dona C. David as Tena
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Doreen Weber, Kevin Larson
Respondent Lawyers(s): F. Chet Taylor
Arbitrator(s): Randy R. Freedman, Robert H. Loevin, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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