Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02656 | 03/30/2022 | Claimant(s): Michael Braun IRA Claimant Lawyers(s): Michael Braun Respondent(s): Rydex Distributors. Respondent Lawyers(s): Christopher Antonow Arbitrator(s): Sharon R. Merriman, Barry Goldman, Michael Charles Peek Hearing Site: Indianapolis, IN |  | Dismissed by Rule 12504 |
| 17-01734 | 12/11/2018 | Claimant(s): Bruce Hink Claimant Lawyers(s): Lars K. Soreide Respondent(s): National Securities Corporation Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Donald Glen Russell, Raymond P. Buschmann, Michael Charles Peek Hearing Site: Indianapolis, IN | | Expungement |
| 15-01802 | 02/01/2016 | Claimant(s): Douglas Purdy Claimant Lawyers(s): Ronald M. Amato Respondent(s): Securities America. Respondent Lawyers(s): Natalie Blanke Arbitrator(s): Peter Ordower, Michael Charles Peek, John Andrew Wagner Hearing Site: Indianapolis, IN |