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FINRA Awards for Jerry Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0331910/11/2012Claimant(s): Lyle Amrhein, Ray and Evelyn Amrhein Joint Acct.
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Jerry Smith, Regional Investment Services.
Respondent Lawyers(s): Jerry Allen Smith, Jerry Fedasch
Arbitrator(s): Tim V. Young, Sherrill Wm Colvin, Stephen L. Flint
Hearing Site: Indianapolis, IN
Checkmark Icon$177,325
10-0301809/26/2011Claimant(s): M. Gill
Claimant Lawyers(s): William B.L. Little
Respondent(s): SunTrust Investment Services., Deborah Turnley, Jerry Smith
Respondent Lawyers(s): Erica T. Meyers
Arbitrator(s): Sharon A. McCloskey
Hearing Site: Raleigh, NC
Checkmark IconExpungement
10-0129412/01/2010Claimant(s): Dellmer Seitter, Patty Seitter
Claimant Lawyers(s): Dellmer B. Seitter
Respondent(s): SunTrust Investment Services., Jerry Smith
Respondent Lawyers(s): Erica Thomas Meyers
Arbitrator(s): Leon Henderson
Hearing Site: Raleigh, NC
Checkmark Icon$0

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