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FINRA Awards for David M. Zimberoff

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0437109/18/2013Claimant(s): Gary Burgess
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Daniel R. Formeller, David M. Zimberoff, Harvey R. Herman
Hearing Site: Chicago, IL
10-0459204/29/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): Jeffrey Wescott
Respondent Lawyers(s): Darrell J. Graham
Arbitrator(s): Leon Fox, Thomas H. Stone, David M. Zimberoff
Hearing Site: Chicago, IL
07-0280410/31/2008Claimant(s): Charles Horberg, Sandra Horberg, Charles Horberg Jewelers. Pension
Claimant Lawyers(s): Eric E. Kalnins
Respondent(s): Sheldon Eisenberg, David A. Noyes & Company
Respondent Lawyers(s): Howard J. Stein
Arbitrator(s): Carmen P. Michelotti, Philip J. Glick, David M. Zimberoff
Hearing Site: Chicago, IL
Checkmark Icon$174,731

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