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FINRA Awards for Michelle Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0317901/18/2018Claimant(s): Gigi Jordan, The Hawk Mountain LLC, Michelle Mitchell, Intercession Trust
Claimant Lawyers(s): Daniel J. Kornstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth I. Schacter
Arbitrator(s): Judith C. Zerden, Ronald F. Rosner, Maya Steinitz
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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