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FINRA Awards for Auriga USA

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0272903/26/2024Claimant(s): Charles Suarez-Murias
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Auriga USA
Respondent Lawyers(s): Alex Hendrickson
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
16-0003301/12/2018Claimant(s): Odeon Capital Group LLC
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Mihir Patel, Auriga USA
Respondent Lawyers(s): Gary Trachten, Jeffrey Plotkin, Jonathan Sack
Arbitrator(s): Julian F. Santos, John Caracciolo, Paul George Huck
Hearing Site: New York, NY
12-0351208/07/2013Claimant(s): Hari Polavarapu
Claimant Lawyers(s): Hari Chandra Polavarapu
Respondent(s): Auriga USA
Respondent Lawyers(s): Richard W. Chun
Arbitrator(s): Barbara J. Glenns, Theresa R. Joyner, Linda Ashley
Hearing Site: New York, NY

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