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FINRA Awards for Evan Schwartzberg

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0003301/12/2018Claimant(s): Odeon Capital Group LLC
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Mihir Patel, Auriga USA
Respondent Lawyers(s): Gary Trachten, Jeffrey Plotkin, Jonathan Sack
Arbitrator(s): Julian F. Santos, John Caracciolo, Paul George Huck
Hearing Site: New York, NY
16-0089805/18/2017Claimant(s): Michael McBee
Claimant Lawyers(s): Matthew C. Heerde
Respondent(s): Evan Schwartzberg, James Viccaro, Mathew Van Alstyne, Odeon Capital Group LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Brooks White
Hearing Site: New York, NY
14-0204211/20/2015Claimant(s): Bret Ackerman
Claimant Lawyers(s): Paul H. Aloe
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Bonwick Capital Partners, Odeon Capital Group LLC
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Abigail J. Pessen, Carol Maria Luttati, Brian Lawrence Berlandi
Hearing Site: New York, NY
09-0276003/11/2010Claimant(s): Further Lane Securities, L.P.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC
Respondent Lawyers(s): Alan Friedman
Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole
Hearing Site: New York, NY

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