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FINRA Awards for Laidlaw & Company (Uk) Ltd.

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0251008/23/2024Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
20-0003003/31/2023Claimant(s): Fran Rooney
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Alex Shtaynberger, James Ahern, John Coolong, Matthew Eitner, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Eva H. Posman, Paul Bennett Marrow, Clara Schwabe
Hearing Site: New York, NY
Checkmark Icon$57,750
19-0119901/26/2022Claimant(s): Pamela A. Frost IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Kelley L Cornelius, Ilene T. Gormly, Lawrence R. Maxwell
Hearing Site: Wichita, KS
Checkmark Icon$60,205
20-0253907/15/2021Claimant(s): Jeffrey Glazer
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Oppenheimer & Co.., Capital Growth Financial, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Michael S. Jacobs, Nicola Anne Murphy
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
19-0286402/04/2021Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
17-0172901/25/2019Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Gabriel Antuna, Paul Cowler, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Christopher P. Milazza, Gabriel Fischbarg, John Hitchings
Arbitrator(s): Lilian M. Leong, David Ross, Raymond A. Urci
Hearing Site: New York, NY
17-0088007/12/2018Claimant(s): Ferrospes AS
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): George Calhoun, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): James J. Fishman, Pamela H. Roderick, Clarence Smith
Hearing Site: New York, NY
Checkmark Icon$25,000
17-0218605/03/2018Claimant(s): Ali Zamani
Claimant Lawyers(s): Ali Reza Zamani
Respondent(s): Alex Shtaynberger, Stephen Hamilton, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Ross David Carmel
Arbitrator(s): Alfreida B. Kenny
Hearing Site: New York, NY
Checkmark Icon$0
15-0041211/03/2016Claimant(s): Edward White
Claimant Lawyers(s): Michael McAllister
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard Babnick
Arbitrator(s): William G. Binckes, Judith P. Brooks, Edward W. Morris
Hearing Site: New York, NY

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