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FINRA Awards for Michael Sherman

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0271502/15/2024Claimant(s): Michael Sherman, Steven Chille
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY

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