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FINRA Awards for W. Barry Blum

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0154506/30/2021Claimant(s): Eleven Stones, L.P.
Claimant Lawyers(s): W. Barry Blum
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Herbert N. Ladenheim, Kevin A. Llinas, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
Checkmark Icon$0
11-0267704/30/2013Claimant(s): Purnima Shah
Claimant Lawyers(s): W. Barry Blum
Respondent(s): BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Mark C. Perry, Nancy J. Cliff, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
Checkmark Icon$212,705

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