Potomac Analytics' Logo

FINRA Awards for Herbert Sue

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0428503/24/2016Claimant(s): Borislaw Kolev
Claimant Lawyers(s): Kristin Gallagher
Respondent(s): Deustsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Cheryl Feldman, Ronald J. Colombo, Herbert Sue
Hearing Site: New York, NY
10-0560012/21/2011Claimant(s): Peter Goldman
Claimant Lawyers(s): Daniel Felber
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): William E. Nuckel, Mitchell Jay Bayer, Herbert Sue
Hearing Site: New York, NY

2 Results

Display: