FINRA Awards for Margaret L. Watson

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03587	02/01/2018	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Margaret L. Watson Respondent(s): James Collins Respondent Lawyers(s): James Creighton Collins Arbitrator(s): Mitchell S. Friedman, Nancy Plesser Wendell, Mitchell Regenbogen Hearing Site: New York, NY
15-00543	09/13/2017	Claimant(s): Gary Padussis Claimant Lawyers(s): Edward P. McDermott Respondent(s): Richard Horn Respondent Lawyers(s): Margaret L. Watson Arbitrator(s): David Paul Clark, Steven Irving Platt, Jonathan David Rogers Hearing Site: Baltimore, MD
15-00750	02/17/2017	Claimant(s): Lenford Henry Claimant Lawyers(s): Steven Fingerhut Respondent(s): State Farm VP Management Corp. Respondent Lawyers(s): Margaret L. Watson Arbitrator(s): S. Charles Tabak, Richard Bryce Nesson Hearing Site: New York, NY
13-00609	02/03/2015	Claimant(s): Rafael Diamond Claimant Lawyers(s): Brian Kennedy Respondent(s): UBS Securities LLC, UBS Financial Services Inc. Respondent Lawyers(s): Margaret L. Watson Arbitrator(s): Richard W. Cutler, Lisa Lograno, Sandra Holtzman Hearing Site: New York, NY
10-05600	12/21/2011	Claimant(s): Peter Goldman Claimant Lawyers(s): Daniel Felber Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Margaret L. Watson Arbitrator(s): William E. Nuckel, Mitchell Jay Bayer, Herbert Sue Hearing Site: New York, NY