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FINRA Awards for James Creighton Collins

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0358702/01/2018Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Margaret L. Watson
Respondent(s): James Collins
Respondent Lawyers(s): James Creighton Collins
Arbitrator(s): Mitchell S. Friedman, Nancy Plesser Wendell, Mitchell Regenbogen
Hearing Site: New York, NY

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