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FINRA Awards for Timothy W. Bergin

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0204407/26/2019Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Christopher Caputo
Respondent Lawyers(s): Timothy W. Bergin
Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis
Hearing Site: Newark, NJ

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