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FINRA Awards for Richard Kevin Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0381311/29/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Richard Frank
Respondent Lawyers(s): Richard Kevin Frank
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA

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