Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
19-02555 | 06/01/2020 | Claimant(s): Michael Cowan Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Demian J. Betz Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
18-02839 | 05/13/2019 | Claimant(s): Marissa Zalay Claimant Lawyers(s): E. LeBron Free Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney Hearing Site: Tampa, FL | Dismissed by Rule 12206/12504 |