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FINRA Awards for Amy Lynn Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0228904/11/2017Claimant(s): Roberto Ramon Midence Revocable Living
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): John P. Kincade, Joseph C. Coates
Arbitrator(s): Maryanne M. Esser, Amy Lynn Mitchell, Shannon Lyn Mays
Hearing Site: Houston, TX
Checkmark IconExpungement
13-0114710/15/2015Claimant(s): Am Le, Bryan Truitt, Darlene Prince, Franz Wagner, Gary Prince, Mark Le, Oranelle Holsch, Ron Dewalt, Ronald Householder, Ronald Miller, Shari Truitt, Thu Le, Annemarie Wagner through Franz Wagner
Claimant Lawyers(s): Chris Bebel
Respondent(s): Edward Basham, Jaime Coronado
Respondent Lawyers(s): Edward Dee Basham, Jaime Xavier Coronado
Arbitrator(s): Sherry R. Wetsch, Andrea Joan Douglas, Amy Lynn Mitchell
Hearing Site: Houston, TX
Checkmark Icon$143,234

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