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FINRA Awards for Cynthia R. Levin Moulton

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0148512/18/2013Claimant(s): Gaile Withers
Claimant Lawyers(s): Cynthia R. Levin Moulton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Jeffrey R. Jury, Michael S. Yauch, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark IconExpungement
12-0148412/06/2013Claimant(s): Eilene York
Claimant Lawyers(s): Cynthia R. Levin Moulton
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Michael J. Meeusen
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0151910/30/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Erik Littlejohn
Respondent Lawyers(s): Cynthia R. Levin Moulton
Arbitrator(s): Leah A. Murray, R. Lee Britton Jr., Ross D. Friend
Hearing Site: Houston, TX

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