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FINRA Awards for Roy Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0107405/23/2024Claimant(s): Kay Klein, Roy Klein
Claimant Lawyers(s): Christopher Lufrano
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Sal Presti, Gregory G. Gocek, Debra J. Tucker
Hearing Site: Chicago, IL
Checkmark IconExpungement

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