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FINRA Awards for Ari J. Hoffman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0079708/01/2018Claimant(s): Dennis Magid
Claimant Lawyers(s): Ari J. Hoffman
Respondent(s): Wells Fargo Advisors, Lynn Grossman
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): John J. Mager, Morris James Busca, Lisa Joy Cappalli
Hearing Site: Hartford, CT
Checkmark IconExpungement
08-0201804/16/2009Claimant(s): Holly Angell Hardman, Trustee
Claimant Lawyers(s): Ari J. Hoffman
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): June Y. Kilmarx, Howard M. Miller, Peter Svorinic
Hearing Site: Boston, MA
Checkmark Icon$0

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