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FINRA Awards for Kevin M. Flynn

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0436812/10/2013Claimant(s): EMJ Investments
Claimant Lawyers(s): Dennis C. Waldon
Respondent(s): Eroom Securities LLC
Respondent Lawyers(s): Kevin M. Flynn
Arbitrator(s): Philip J. Glick, Mitchell Lee Marinello, Steven Edward Wollack
Hearing Site: Chicago, IL
Checkmark Icon$0
09-0218810/07/2010Claimant(s): John Patience, The John Patience Trust
Claimant Lawyers(s): James L. Kopecky, Kevin M. Flynn
Respondent(s): Jefferies & Company., Jefferies Investment Advisers
Respondent Lawyers(s): Matthew C. Applebaum
Arbitrator(s): John K. Notz, Henry G. Nothnagel, Samuel B. Garber
Hearing Site: Chicago, IL
Checkmark Icon$0

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