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FINRA Awards for EMJ Investments

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0436812/10/2013Claimant(s): EMJ Investments
Claimant Lawyers(s): Dennis C. Waldon
Respondent(s): Eroom Securities LLC
Respondent Lawyers(s): Kevin M. Flynn
Arbitrator(s): Philip J. Glick, Mitchell Lee Marinello, Steven Edward Wollack
Hearing Site: Chicago, IL
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